Investment Bank
Business Plan

Who are your clients and what critical need do you fill? 

Your target clients are mid-market corporations, private equity firms, and project developers who are underserved by bulge-bracket banks. You solve their critical need for sophisticated, relationship-based advisory and capital-raising services for complex transactions like mergers, acquisitions, and leveraged buyouts.

Core Client Segments

• Mid-market companies ($50M - $1B revenue) seeking M&A advisory.
• Private equity sponsors requiring acquisition financing and deal flow.
• Infrastructure and real estate developers needing project finance loans.

What's the market opportunity and why is now the right time? 

The opportunity is to build a focused, agile investment bank as larger institutions become more rigid. With a projected loan and investment portfolio growing from $103 million in 2026 to $630 million by 2030, the demand for specialized financing and advisory is defintely strong. Economic shifts are creating continuous M&A and capital-raising needs that you can meet with tailored service.

Market Drivers

• Increased M&A activity in the mid-market segment.
• Growing demand for specialized debt instruments like leveraged buyout loans.
• A gap in the market for high-touch, customized advisory services.

Is the financial model viable and what are the key drivers? 

Yes, the plan is viable, projecting breakeven within 6 months and a five-year EBITDA of $14.1 million. Here's the quick math for 2026: your $68 million loan portfolio at a weighted average yield of ~8.0% generates ~$5.44M in interest income. After funding costs on $68 million in liabilities at ~4.1% (~$2.79M), your Net Interest Income is ~$2.65M. With fixed overheads around $624k and initial salaries, you have a solid margin to cover costs and drive toward profitability. The key is managing your interest rate spread and scaling fee-based advisory services. Finance: draft a 13-week cash flow forecast by end of week.

Key Financial Levers

• Maintain a healthy Net Interest Margin (NIM) above 3.5%.
• Grow non-interest income from advisory fees to over 30% of revenue.
• Manage operating leverage by controlling fixed costs as assets scale.

This pre-written investment bank business plan template is meticulously tailored to the financial services industry. It provides a comprehensive working guide, ensuring your strategy aligns with regulatory standards and unique market dynamics, giving you a solid foundation for your banking startup business plan.

Covers M&A advisory services.

Includes capital markets strategy.

Addresses commercial lending plans.

Your investment banking business plan template is designed in Microsoft Word for easy customization. You can effortlessly edit text, adjust financial tables, and incorporate your branding elements without needing any specialized software, making it a simple pre-written investment bank business plan word format.

Edit text and tables.

Change colors and fonts.

Add your company logo.

The financial services business plan template includes detailed financial projections. You get pre-populated tables for profit and loss, cash flow, and the balance sheet, providing a clear financial roadmap essential for attracting investors and guiding your capital markets strategy.

Includes profit and loss.

Cash flow statement included.

Balance sheet projections.

Our template provides a structured approach to market analysis for your M&A advisory business plan. It guides you in identifying target corporate clients, assessing the competitive landscape, and understanding market trends, which is crucial for effective business positioning and strategy.

Identify target demographics.

Assess your competition.

Understand key market trends.

This investment banking business plan for mid-market firms features clean layouts and consistent formatting. The professional design enhances readability and leaves a lasting positive impression on potential investors, partners, and regulatory bodies.

Clean and modern layouts.

Consistent, readable formatting.

Polished and professional look.

Using a pre-designed template saves you significant time and resources. You avoid the high costs of hiring external consultants and the dozens of hours it takes to build a comprehensive commercial bank business plan from scratch.

Avoid expensive consultant fees.

Save dozens of hours.

Get started on strategy.

The business plan is structured to meet the high expectations of investors, banks, and stakeholders. The professional formatting, clear financial projections, and comprehensive content in this startup investment bank business plan with financial model enhance your chances of securing funding.

Formatted for investors.

Meets lender expectations.

Clearly communicates your vision.

This template is an excellent educational tool, especially if you're learning how to write an investment bank business plan. It provides clear instructions and examples, simplifying the complex planning process and enhancing your understanding of essential business components.

Step-by-step instructions.

Easy-to-follow examples.

Simplifies the planning process.

Our business plan template is available in multiple languages to support diverse teams and international ventures. This ensures language barriers do not hinder your business planning, facilitating clear communication and collaboration across global markets.

Available in multiple languages.

Supports international teams.

Facilitates global collaboration.